18 Nov 2024
aRLB
Senior Compliance Manager, 8 to 15 years in Thane
Thane
10-15 Years
Company Secretarial Functions, Compliance Management, Auditing, Government Compliance, Compliance, Risk Managment, RBI compliances
Job Description
Position: Senior Compliance Manager
Qualification: CS,LLB
Experience: 8 to 15 years
Location: Thane
Job description:
Roles and Responsibilities:
1. Preparing regulatory reports and dealing with regulators (RBI)
2. Representing the company before the regulator and external stakeholders on risk, compliance and audit issues
3. Preparing data as and when required by regulators or management
4. Investigate the fraudulent instances observed on the TREDS platform and presenting it to seniors
5.Reviewing policies and procedures of the company on an annual basis and suggesting changes with respect to regulatory changes
6. Review of product and process to ensure that the vulnerability of the same from a fraud risk
management perspective is addressed reasonably
7. Coordinate with internal/external auditors in timely completion of audit and closure of open observations.
2. Representing the company before the regulator and external stakeholders on risk, compliance and audit issues
3. Preparing data as and when required by regulators or management
4. Investigate the fraudulent instances observed on the TREDS platform and presenting it to seniors
5.Reviewing policies and procedures of the company on an annual basis and suggesting changes with respect to regulatory changes
6. Review of product and process to ensure that the vulnerability of the same from a fraud risk
management perspective is addressed reasonably
7. Coordinate with internal/external auditors in timely completion of audit and closure of open observations.
Competencies Required:
* Independently handled Fraud prevention techniques, good law enforcement liaisoning
* Excellent communication skills for dealing with RBI and Board of directors on compliance related issues
* Good knowledge of data analytical, data reporting, MIS, excel and word, etc.
* Ready to handle pressure and multi-tasking
* Quickly identify and report emerging trends
* Maintain and circulate fraud and audit related MIS to all stakeholders
* Independently handled Fraud prevention techniques, good law enforcement liaisoning
* Excellent communication skills for dealing with RBI and Board of directors on compliance related issues
* Good knowledge of data analytical, data reporting, MIS, excel and word, etc.
* Ready to handle pressure and multi-tasking
* Quickly identify and report emerging trends
* Maintain and circulate fraud and audit related MIS to all stakeholders