Legal Head, 8 to 10 years in Ahmedabad

Job Description

• Review of periodic legal compliances of trading membership (like stock exchange compliances, SEBI compliances)
• Monitor changes in legislation and regulatory requirements, advising the organization on necessary adjustments.
• Interact with regulatory authorities and maintain strong relationships to stay abreast of regulatory developments.
• Prepare and submit regulatory filings and reports as required by relevant authorities.
• Responsible for handling notices, summons, issued by various regulators like National stock exchange, SEBI with respect to matters pertaining to investment in listed entities. Liaising with senior counsels to appropriately prepare for litigations, response to notices, etc.
• Summarizing the key findings for effective discussion with management and providing suggestions in matter of compliances to the leadership team.
• Drafting and reviewing transaction documents like, term sheets, shareholders agreement, share subscription agreements, MOUs, JV agreements, employment agreements, etc.
• Carry out legal due diligence of target listed / unlisted companies and liaise with external legal firms in relation to transaction documents.
• Carrying out periodic review of Investee companies legal compliances and highlighting key / sensitive matters.

• Ability to multi-task, lead the internal compliance team.
• Understanding of exchange compliances and compliances with

• Understanding of compliances with respect to AIFs
• Understanding of transaction documents.

• securities laws and corporate laws applicable to investment in listed

• drafting / reviewing resolution plan for takeover of companies under

• handling notices, summons, issued by various regulators like

• in drafting / reviewing term sheets, shareholder agreements, share